Professional Services
AML/CFT Independent Review
Structured independent review of AML/CFT frameworks, policies, procedures and control environments against applicable regulatory expectations. Produces a documented workpaper record suitable for internal governance, board review and counterparty scrutiny.
This service is an independent review and documentation support service. It does not constitute a regulatory inspection, statutory audit or legal advice. Clients remain responsible for their own compliance obligations and regulatory relationships.
Review scope
- AML/CFT policy and procedure review against applicable regulatory standards
- Risk assessment framework gap analysis
- Customer due diligence process and documentation review
- Enhanced due diligence trigger and escalation review
- Transaction monitoring rules and alert management review
- Suspicious activity reporting process review
- Training programme content and records review
- MLRO / compliance officer responsibilities documentation review
Deliverables
- Structured review workpaper record
- Policy and procedure gap summary
- Control environment observations
- Prioritised remediation recommendations
- Board-ready summary note (optional)
Engagements are scoped individually. All work is subject to written engagement terms, conflicts checks and independence confirmation before commencing.
Enquire about this serviceService Notice: Professional services provided by BlackCores and Partners LLP are described as review, survey, documentation and administration support. They do not constitute regulated financial advice, regulated legal advice, statutory audit, insurance advice, investment management or any other regulated financial service. Engagement terms and scope are confirmed separately in writing.