Professional Services
Financial Crime Control Review
Independent review of financial crime control frameworks — including transaction monitoring, sanctions screening, PEP management and fraud controls — against documented evidence standards.
Financial crime control review is an independent documentation and evidence review service. It does not constitute a regulatory inspection, statutory audit, legal advice or a guarantee of regulatory compliance.
Review scope
- Transaction monitoring rule set and threshold review
- Alert management and case escalation process review
- Sanctions screening controls and coverage review
- PEP identification, management and escalation review
- Fraud risk control framework review
- Internal suspicious activity reporting process review
- Financial crime control governance and oversight review
- Evidence standards and documentation quality review
Deliverables
- Financial crime control framework mapping
- Evidence standard benchmarking note
- Control gap identification summary
- Prioritised remediation recommendations
- Control review workpaper record
All engagements are scoped individually and subject to written engagement terms before commencing.
Enquire about this serviceService Notice: Professional services provided by BlackCores and Partners LLP are described as review, survey, documentation and administration support. They do not constitute regulated financial advice, regulated legal advice, statutory audit, insurance advice, investment management or any other regulated financial service. Engagement terms and scope are confirmed separately in writing.