Professional Services
Compliance Administration Support
Structured administrative support for firms managing compliance programmes — including documentation organisation, policy maintenance calendars, compliance monitoring schedules and training records. Designed to keep the documentary spine of the compliance programme current and audit-ready.
This is a compliance administration support service. It does not constitute regulatory advice, statutory audit, legal advice, MLRO function or any other regulated activity. Clients retain full responsibility for their compliance programme, regulatory obligations and accountable persons.
Review scope
- Policy and procedure maintenance schedule administration
- Compliance monitoring plan documentation support
- Training record management and attendance tracking
- Compliance calendar administration
- Documentation filing structure and version control
- Committee minutes and action-tracker administration support
- Periodic certification and attestation record management
- Vendor and counterparty evidence-refresh scheduling
Deliverables
- Maintained policy maintenance schedule
- Compliance monitoring plan documentation
- Up-to-date training records and attendance log
- Compliance calendar and reminder log
- Versioned documentation filing structure
Engagements are scoped individually. All work is subject to written engagement terms, conflicts checks and independence confirmation before commencing.
Enquire about this serviceService Notice: Professional services provided by BlackCores and Partners LLP are described as review, survey, documentation and administration support. They do not constitute regulated financial advice, regulated legal advice, statutory audit, insurance advice, investment management or any other regulated financial service. Engagement terms and scope are confirmed separately in writing.